**Neil Sloane Wins the 1998 Claude E. Shannon Award**

The Information Theory Society's highest honor, the Claude E. Shannon Award, is awarded annually to an individual who has achieved consistent and profound contributions to the field of information theory. The recipient is chosen by a selection committee consisting of Society officers and two former Shannon Award recipients.

Dr. Neil Sloane of AT&T Labs-Research has been selected as the 1998 Claude E. Shannon Award recipient. The award was announced at the 1997 International Symposium on Information Theory and will be presented to Dr. Sloane at the 1998 International Symposium on Information Theory.

At the request of the Editor, Rob Calderbank held the following interview with Neil Sloane in honor of his receipt of the Award.

**Interview with Neil Sloane**

**Q:**
How did you come to do a Ph.D. in electrical engineering (rather than mathematics, say), and why at Cornell?

**A:**
During my years as an undergraduate at the University of Melbourne (in Australia) I had a scholarship from the state phone company, which in those days
was called the Postmaster General's Department.
So in a sense I have been working for ``the phone company''
ever since 1956.
I think that's the main reason I chose engineering rather than mathematics,
because of this scholarship.
In fact I ended up doing two four-year undergraduate degrees more or less simultaneously,
one in electrical engineering and one in math.

I remember that during the summer breaks we had to learn how to erect telephone poles, to splice cables with hot lead while sitting at the top of these poles, to test telephone circuits, to drive 10-ton trucks, and so on.

After I got my math degree in 1960, I worked for PMG's department in Sydney for a year (designing minimal cost telephone networks).

Originally I was planning to apply to several graduate schools in the U.S. However, Harvard said they were sorry, but they didn't have an engineering department. Cornell offered me a fellowship right away, and it was such a hassle filling out all the forms that I didn't apply anywhere else. Nick DeClaris was my initial supervisor there, and I've always been grateful to him for his support. In those days I was working on circuit theory and graph theory.

**Q:**
How did you get involved with coding theory?

**A:**
Probably because of my math background, Fred Jelinek suggested that it was a
field that might interest me, and it was.
But I didn't really get into coding until after I had furnished my Ph.D.,
which was on Perceptrons, or what are now called neural networks, under Frank
Rosenblatt.
I studied the propagation of signals in large random directed graphs.

**Q:**
And Bell Labs?

**A:**
When I started working on coding theory I had a copy of the manuscript of Elwyn Berlekamp's marvelous book on algebraic coding theory.
He was offering a dollar for each mistake,
and I made several hundred dollars this way.
This led to a summer job at Murray Hill in 1968, when Elwyn and I wrote several nice papers on the weight distribution of Reed-Muller codes,
and then to a permanent job in 1969.

**Q:**
You had heard of Bell Labs even in Australia?

**A:**
Yes indeed!
I can't remember when I started subscribing to the
*Bell System Technical Journal*, but it was in the early 1960's.
Individual subscriptions were quite inexpensive.
It was an impressive journal, on heavy glossy paper, with a good smell to it.
And of course full of papers on circuit theory and communications.
It was always my dream to work at Bell Labs.
People from Murray Hill like Vaclav Benes, Irwin Sandberg,
and Aaron Wyner were frequently seen in the electrical engineering department
at Cornell, on recruiting trips,
or just to visit and give a talk.
So one was always being reminded of Bell Labs' existence.

Even at the end of my first year as a graduate student at Cornell, in 1962,
I managed to arrange a summer job at Bell Labs in Holmdel.
This was still on minimal cost networks.
During that summer I met another of my heroes, John Riordan,
one of the great early workers in combinatorics.
His book *An Introduction to Combinatorial Analysis* is a classic.
He was working at Bell Labs in West Street in Manhattan at that time.
One of my earliest papers, on a problem that came up in my thesis work,
was a joint paper with him.

It was also because of people like John Riordan, Ron Graham, Elwyn Berlekamp, Aaron Wyner, Larry Shepp, Ed Gilbert, Dave Slepian, Colin Mallows and so on that I was eager to come to Bell Labs. At that time there was no one at Cornell who was interested in discrete mathematics.

Of course another person I worked with a lot was Jessie MacWilliams, although I didn't meet her until I came to the Labs in 1968.

**Q:**
How did you come to meet John Conway?

**A:**
That's a long (and interesting) story.
In 1968 Jessie MacWilliams' daughter Anne was a graduate student at Cambridge University,
a student of John Thomspon, and one day she wrote home to her mother to say that there was a lot of excitement at Cambridge because John Conway had just
discovered a new simple group.
This was connected with a certain packing of spheres in twenty-four dimensions.
I remember she described it in her letter as a very tightly
packed basket of gooseberries -- only twenty-four dimensional gooseberries.
This was the Leech lattice, which John Leech had published a year or so earlier.
Conway had found the automorphism group of this lattice, the now famous group
Co.0 (also known as .0, which is pronounced ``dot-oh'').

**Q:**
And so this led you to John Leech?

**A:**
Yes, I read his two long papers on sphere packings, and it was obvious that what he was *really* doing was taking binary codes and lifting them to form lattices.
In the simplest case, which I immediately called ``Construction A'',
the centers of the spheres are all the points which reduce to codewords when read .

This was very nice:
taking the even weight code of length *n* one obtained the *n*-dimensional
checker-board lattice -- in three dimensions that's the face-centered cubic lattice, the densest sphere-packing known in three dimensions.
The same code also gives the densest sphere packings known in dimensions 4 and 5.
If you take the Hamming codes of lengths 7 and 8 you get the densest packings known in 7 and 8
dimensions (these are called the and lattices).

Construction A works well with codes of minimal distance 2 or 4. To make use of codes with higher minimal distance I formalized another of Leech's constructions, which I called Construction B -- this is the same as Construction A except that the sum of the coordinates of the centers must be an even number.

This works very nicely with codes having minimal distance 8. For example, the first-order Reed-Muller code of length 16 immediately produces the Barnes-Wall lattice in 16D. A small variation (Construction B ) converts the Golay code of length 24 into the Leech lattice. And finally I generalized another of Leech's constructions that worked in higher dimensions -- naturally I called this Construction C.

I was preparing to talk on sphere packing for a local meeting of the Math. Assoc. America, at Seton Hall University, I think -- this would have been in 1969, when I realized that the constructions could be applied to nonlinear codes. In particular, I knew about some nonlinear single-error-correcting codes of lengths 8 through 11 that were better than shortened Hamming codes. Construction A immediately produced new record packings in dimensions 9 to 12.

There are simple formulae that say how good these packings are.
If you start with a code of length *n*,
distance 4 and having *M* codewords, you get an *n*-dimensional sphere packing with center density

and kissing number

where is the number of codewords of weight 4.

So Golay's nonlinear code of length 9, with 20 codewords, 18 of which have weight 4, produces a 9-D packing with kissing number 18+16.18 = 306, which was a new record. What's more, this was the first time anyone had found a nonlattice packing that was better than any lattice packing.

I remember rushing in to tell Henry Pollak, the director of the Mathematics Center at Bell Labs about this, and he said, ``Well,
that sounds good but you had better check with Ed Gilbert.''
Edgar was soon convinced, so I wrote to John Leech.
He and I then found lots more packings, and wrote three papers,
the big one in the *Canadian Jnl. Math.*.

The path then led from John Leech to Donald Coxeter, and from Coxeter to John Conway.

Incidentally this was not the last time that the focusing effort needed to prepare a talk has led to new discoveries.

**Q**:
And all this was eventually incorporated into the book with John Conway?

**A:**
Yes -- the papers with John Leech were expanded and rewritten as Chapter 5 of
``Sphere Packings, Lattices and Groups,''
also known as SPLAG.
Someone said about this book that it is the bible of sphere packing,
and, like the bible, contains no proofs.
This is completely false, of course.

**Q:**
You seem to like the ``kissing number'' problem?

**A:**
It was always one of my favorites.
How many spheres can you arrange so that they all touch another sphere of the same size.
In two dimensions you can place 6 pennies os they touch a central penny,
so there the answer is 6.
In three dimensions you work with billiard balls -- that's'where the
term kissing number comes from, by the way, a name that I think I invented,
since two billiard balls that just touch are said to ``kiss'' -- and the
answer is 12.
It is such a natural and beautiful problem.

One of my favorite theorems is the result that Andrew Odlyzko and I proved, that in 8 and 24 dimensions the optimal kissing numbers are respectively 240 (from the lattice) and 196560 (from the Leech lattice). (Vladimir Levenshtein independently proved the same result.) You can see the proof in Chapter 13 of SPLAG.

The amazing thing is that we now know the maximal kissing number in dimensions 1, 2, 3, 8 and 24, but not in any other dimensions.

**Q:**
Even less is known about the densest packing problem?

**A:**
Right -- we know the densest sphere packings in all dimensions up to 2!
There has been a lot of controversy over the three-dimensional problem, which is sometimes called the Kepler conjecture.
It seems very likely that there is no packing that is denser than the face-centered cubic lattice, but the question is still open.
However, Tom Hales, at the University of Michigan, has been making great
progress towards bringing
the problem within reach of a finite computer calculation, so there is hope that it will be finally settled before too long.

**Q:**
``SPLAG'' isn't your only book?

**A:**
No, there have been several others.
The coding theory book with Jessie MacWilliams, of course.
The two most recent are *The Encyclopedia of Integer Sequences*
(with Simon Plouffe), and the *Rock-Climbing Guide to New Jersey Crags*
(with Paul Nick).
Most people don't realize that New Jersey has a large number of potential climbing areas -- I know of at least 50, although it is sad to report that very few of them are presently open to climbing.
One of the best areas is just down the road from the Murray Hill labs, on Diamond Hill Road, in the Watchung Reservation.
Vic Benes took me climbing there for the first time in the early 1970's, and
he and other people from Bell Labs had been climbing there for many years.
Sadly, the Union County Recreation Department closed the area to climbing some years ago.
I actually got a ticket for climbing there, and had to go to court.
A group of us (the ``Watchung Area Recreational Climbers Organization'')
together with the Access Fund, have been trying for years to get the area
reopened, but without success.
If any readers of this interview have any influence with the Union County Board of Freeholders,
we need your help!
This is the best climbing area in central New Jersey,
and, as I said, there is a long tradition of Bell Labs people climbing there.

**Q:**
I see you feel strongly about it.
What's your next project?

**A:**
I had this truly great idea a couple of years ago that I would like to get some organization interested in.
This is an Internet service that someone like AT&T, the IEEE, the Amer. Math. Soc., or even the Amer. Medical Assoc., could offer:
a home page ``in perpetuity.''
Such a ``perpetual page'' or ``eternity page'' or ``e-memorial page'' would be a home page that the
organization would help you set up, with a guarantee that it would last for (say) 500 years,
or until the organization no longer exists.
It would list all the things that you would like to be remembered for (accomplishments, family, writings, etc.).
As the population of the U.S. ages, such a service should be very popular.
After all, almost everyone wants to be remembered by posterity.

I wrote a memo about this in 1996. Of course it turns out that other people have had similar ideas, and there may be some commercial versions that provide electronic gravestones available even now. But in my version the service would be offered by a major organization or institute, something that has a chance of surviving for 500 years. And I'm not think of tombstones, but home-pages. The organization would help you set up your home page, and would guarantee as far as possible to maintain it for 500 years. If this was marketed in the right way, by a sufficiently major organization, it seems to me that it would be immensely popular.

**Q:**
What's your next *technical* project?

**A:**
Impossible to predict!
After all, the quantum error-correcting code work
came out of nowhere.
If Peter Shor hadn't run into the same eight-dimensional rotation group in quantum computing that John Conway, Ron Hardin and I had just seen in our
work on packing planes in 8-space, and that you and Bill Kantor had studied
in orthogonal geometry, that paper would never have been written.
It's existence depended on that double coincidence.

Concerning things that I can predict, well, Ron Hardin and I have a lot of material on optimal experimental designs, obtained with our program ``Gosset,'' that we need to understand and generalize.

That's a thread that has linked several recent projects:
we (usually Hardin and me) run the computer to find good packings, or
coverings, or designs, we stare hard at the results, we learn, and we generalize.
Take a look, for example, at our paper on ``McLaren's improved snub cube and other new spherical designs in three dimensions,''
*Discrete Comput. Geom.*,
**15** (1996), 429-441, where we improve on Archimedes' version of the snub
cube.

**Q:** We've talked a lot about Bell Labs, but we don't work
there any more, do we. How do you feel about the new lab
in Florham Park?

**A:** Naturally I was upset by the breakup of AT&T Bell Labs,
which still seems to me to have been a crime against humanity.
I am surprised there hasn't been more of a public outcry.
I'm not going to compare it to the destruction of the Amazon
rain forest, which seems to be coming along very well, by
the way, though I'm tempted to.

It was also a shock to be evicted from Murray Hill after 28 years, and to be separated from dozens of friends and colleagues. In the new AT&T Research Labs building at Florham Park there are only 350 people, quite different from the 5000 we had at Murray Hill. On the other hand, these are 350 very good people, and I think you are doing a fantastic job as head of the Information Sciences Center (carrying on in Henry Pollak's footsteps), so I am optimistic.

Fri Dec 12 07:14:17 PST 1997